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Sarbanes-Oxley Section 16 Overview
Filing Solutions Ease Sarbanes-Oxley Section 16 Requirements
With all that BowneFile16 has to offer – including easy-to-use, timesaving features and the world-class customer service you'd expect from the EDGAR market leader – you've just found what you need and more. For more details, keep reading…
- XBRL FAQ:
Come to our new interactive FAQ for real-time answers to all of your XBRL questions - XBRL and the SEC Mandate Webinar
View a Powerpoint that discusses the proposed rules regarding an XBRL mandate effective December 15, 2008. - Read our current whitepaper:
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Author Rob Blake discusses the technology and its current state providing an overview and analysis of XBRL's benefits and features. Stay current with change compliance issues
Subscribe to the Digest for Compliance Professionals. Coverage includes corporate law, Sarbanes-Oxley, securities enforcement & fraud and other relevant topics of interest to today's busy compliance professional. Subscribe today.
Electronic Filing
As of June 30, 2003, all directors, officers and greater than 10% beneficial owners are now required to submit their Forms 3, 4 and 5 electronically to the SEC.
To file electronically via EDGAR, individual persons, not companies, must have EDGAR access codes (CIK, CC). (Find out more about EDGAR access codes).
Section 16 Forms 3, 4 and 5 can be filed through Bowne's self-filing solution, BowneFile16 or our full-service filing option featuring Microsoft® Excel® templates.
Web Posting
Also as of June 30, 2003, companies must now post their Section 16 forms on their Web site or provide a hyperlink to a third-party Web site (such as the SEC's) where the forms are posted. Posting must be done within one business day of filing with the SEC.
For more details on the rules involving electronic filing and Web posting requirements, read the SEC release, as well as the May 8 and June 6, 2003 issues of EDGAR Monitor, Bowne's regulatory alert posted in the Regulatory Developments section of SecuritiesConnect (and also available by subscription free of charge).
Resources
Find additional information on the Sarbanes-Oxley Act of 2002 and other regulatory and compliance developments at the following resources:
SecuritiesConnect
SecuritiesConnect provides the latest securities and compliance news and regulatory developments, analysis and insight from leading authorities, industry events information and more.
BowneFile16
BowneFile16 is a Web-based, self-filing solution that provides you with the convenience, speed, ease of use and security you want in filing Section 16 forms.
Pure Compliance Filing Option
To file Section 16 forms using Bowne's Pure Compliance service, instead of our self-filing, Web-based solution, BowneFile16, view instructions and download Microsoft® Excel templates here.
Bowne Newsletters
Stay abreast of important regulatory developments by subscribing to Bowne's complimentary electronic newsletters, Bowne Digest and Bowne Review, as well as the EDGAR Monitor, our regulatory alert bulletin.
Events
Find upcoming events, including Bowne seminars and other securities and compliance industry events.
