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• Bankruptcy & Insolvency
• Corporate Governance & Directors' Duties
• Corporate Law
• Financial Reporting, Taxation, & Accounting
• Fund Accounting
• Fund Operations & Management
• Global Markets
• Initial Public Offerings
• Investment Banking & Broker/Dealers
• Investment Management Compliance & Regulation
• Investment Management Marketing
• Mergers & Acquisitions
• Private Equity & Venture Capital
• Sarbanes-Oxley
• Securities Enforcement & Fraud
• Securities Offerings
• Securities Regulation & Disclosure

About the Author

Jonathan G. Katz – an expert in securities regulation, is a consultant for Bowne & Co., Inc. Prior to that, he served as Secretary of the United States Securities and Exchange Commission (SEC) for almost twenty years, from 1986 until his retirement in January 2006. During that time he served under the leadership of seven Chairmen, four Acting Chairmen and nineteen Commissioners.

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