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An IPO's SEC Filing Checklist
Dated: May 2007
Author(s): Bowne & Co., Inc
Pre-filing steps and organizational procedures necessary to achieve a successful filing.
- Bankruptcy & Insolvency
- Corporate Governance & Directors' Duties
- Corporate Law
- Financial Reporting, Taxation, & Accounting
- Fund Accounting
- Fund Operations & Management
- Global Markets
- Initial Public Offerings
- Investment Banking & Broker/Dealers
- Investment Management Compliance & Regulation
- Investment Management Marketing
- Mergers & Acquisitions
- Private Equity & Venture Capital
- Sarbanes-Oxley
- Securities Enforcement & Fraud
- Securities Offerings
- Securities Regulation & Disclosure
Find out the pre-filing steps and organizational procedures necessary to achieve a successful filing. From Form ID and EDGAR preparation to exhibits and submitting logos and four-color artwork, this checklist will help you prepare for your initial public offering.
Download a complimentary electronic copy of the Version.
See additional securities resources available for download from Bowne.
