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Risk-Focused Examinations
Sponsored by: Bowne Insurance Services
May 20, 2009 - November 19, 2009
Chicago, Orlando, New York, Las Vegas, Philadelphia
Overview | Details
- Bankruptcy & Insolvency
- Corporate Governance & Directors' Duties
- Corporate Law
- Financial Reporting, Taxation, & Accounting
- Fund Accounting
- Fund Operations & Management
- Global Markets
- Initial Public Offerings
- Investment Banking & Broker/Dealers
- Investment Management Compliance & Regulation
- Investment Management Marketing
- Mergers & Acquisitions
- Private Equity & Venture Capital
- Sarbanes-Oxley
- Securities Enforcement & Fraud
- Securities Offerings
- Securities Regulation & Disclosure
The NAIC's recent review of the financial examination process resulted in recommendations for how to complete more effective and efficient examinations of insurers, and in 2007, many state insurance examiners began using a new risk-focused approach in conducting financial examinations. Risk-focused examinations will become an accreditation standard in 2010, so it is important that you are ready. Taught by top-notch industry experts, with support from NAIC staff, the Risk-Focused Examination Seminar incorporates elements of the same training the NAIC offers for state examiners. The cooperation between Bowne, IASA and the NAIC ensures this seminar provides the most accurate educational content for insurance personnel as well as insight into the rationale behind and timing for this sweeping conversion in the insurance examination process. Instruction on how to effectively prepare for and manage a risk-focused examination, and how to properly interface risk-focused examinations into the company’s overall risk management strategies and objectives rounds out this two-day program.
Register Now!
Estimated CPE Credits: 14 hours
$1,300 (Bowne Clients & IASA Members)
$1,450 (All Other Registrants)
Chicago - May 20-21, 2009 - Register Now!
Bowne of Chicago
Orlando - June 8-10, 2009 - Register Now!
Gaylord Palms Resort & Convention Center
New York - September 30 - October 2, 2009 - Register Now!
Bowne of New York
Las Vegas - October 7-9, 2009 - Register Now!
New York-New York Hotel & Casino
When making reservations at this location, please call 800.693.6763, reference your affiliation with the Bowne/IASA Insurance Seminars and reserve your room prior to September 4, 2009 to receive the discounted rate.
Philadelphia - October 15-16, 2009 - Register Now!
Top of the Tower
Orlando - November 19-20, 2009 - Register Now!
Hilton in the Walt Disney World Resort
Who Should Attend:
- Insurance company executives with overall responsibility for coordinating and facilitating financial examinations.
- Insurance company personnel who have significant interaction with financial examiners.
- Audit firm personnel working on statutory audits and implementing new Statements of Auditing Standards that pertain to insurance companies.
After Attending this seminar, professionals will be able to:
- Identify various risks faced by an insurer that will be evaluated by financial examiners, including NAIC-branded risk classifications and risks identified by external auditors.
- Understand how financial examiners will analyze an insurer's current and prospective solvency using the risk-focused surveillance approach.
- Prepare to coordinate and facilitate a risk-focused financial examination by understanding examiners' expectations during the process.
- Identify opportunities to interface regulatory risk-focused financial examinations with the company's risk management strategies and objectives.
Course Pre-Requisites: None.
