- Regulatory Developments
- Analysis by the Experts
- Library
- Events
- RSS Feeds
- Newsletter Archive
- Newsletter Sign-up
- Bankruptcy & Insolvency
- Corporate Governance & Directors' Duties
- Corporate Law
- Financial Reporting, Taxation, & Accounting
- Fund Accounting
- Fund Operations & Management
- Global Markets
- Initial Public Offerings
- Investment Banking & Broker/Dealers
- Investment Management Compliance & Regulation
- Investment Management Marketing
- Mergers & Acquisitions
- Private Equity & Venture Capital
- Sarbanes-Oxley
- Securities Enforcement & Fraud
- Securities Offerings
- Securities Regulation & Disclosure
SEC Proposes Shareholder Approval of Executive Compensation of TARP Recipients
7/2/2009The Emergency Economic Stabilization Act of 2008 requires shareholder approval of executive compensation during the period in which any obligation arising from financial assistance provided under TARP remains outstanding.
The SEC is seeking public comment on proposed changes to Commission rules. Read Proposed Rule Release No. 34-60218
SEC Proposes Measures to Improve Corporate Governance and Enhance Investor Confidence
The Securities and Exchange Commission today voted on three measures that are intended to better inform and empower investors to improve corporate governance and help restore investor confidence.
> MORE
SEC Proposes Rule Amendments to Strengthen Regulatory Framework for Money Market Funds
Washington, D.C., June 24, 2009 - The Securities and Exchange Commission voted unanimously to propose rule amendments designed to significantly strengthen the regulatory framework for money market funds to increase their resilience to economic stresses and reduce the risks of runs on the funds.> MORE








