compliance

Form SH Compliance

The SEC now requires the reporting of short positions by certain Investment Managers. Bowne is ready to help you prepare and file your Form SH today.

Bowne is the leading EDGAR filer and has the technology, speed and filing know-how to handle all of your compliance needs. Our team is available 24/7, so as you face these challenging requirements you can rest assured you will file on time, every time.

Ready to get started?

  1. Download and complete the EXCEL version of the Form SH
  2. Submit the file to the Bowne customer service team
  3. Review and approve the proof
  4. Bowne files the form with the SEC

To begin the process contact Bowne.

Additional Resources:


Read the SEC's Interim final temporary rule requiring certain Institutional Money Managers to file information on Form SH concerning their short sales and positions of section 13(f) securities, other than options(PDF).


To stay on top of regulatory changes sign up for the Bowne SEC & EDGAR Monitor.